Time to File the E-rate Form 470 for FY 2017

November 15, 2016

~ List of PA Applicants that May Need to File 470 for Recurring Services Attached ~

~ Form 470 Filing Guide Attached ~

Although many of you are still filing FY 2015 BEARs and haven’t yet been funded for FY 2016, it’s time to file the Form 470 for Funding Year 2017!  The Form 470 opens the competitive bidding process for equipment and services that aren’t yet under contract for FY 2017 whereby schools and libraries identify and seek proposals for the products and services they need, and for which they will be requesting E-rate discounts, so that potential service providers can review your requests and submit bids for them.  The Form 470 is filed in the EPC Portal and is unchanged from FY 2016.

When Must a Form 470 be Filed?
1)  If a service is covered on a Month-to-Month basis (meaning no contract), a new 470 is required annually.

2)  At the beginning of any new contract.  Note:  If you posted a Form 470 in a previous year, and then signed a multi-year contract that expires on or after June 30, 2018, you are not required to file a Form 470 for FY 2017.  If you wish to exercise a voluntary extension of a contract without posting a 470, you may only do so if your contract contains the terms of the voluntary extensions (meaning the exact number of years or dates that the extensions can be exercised and it’s not just open-ended).  Otherwise, you must post a Form 470 to extend the contract.  Attached to this message is a list of all recurring services FRNs submitted in FY 2016 that may need to have a new 470 filed for FY 2017 as they have contract expiration dates of 6/30/2017 or before. Note: If voluntary extensions are available, applicants can exercise those extensions and not have to file a new 470.  See the “Notes” column of the spreadsheet for detailed information for each FRN.

About the Form 470

The FY 2017 Form 470 requires filers to build the application by selecting “Add New Service Request” and then shows drop down boxes and asks specific questions related to that service.  Because the choices/questions on the form aren’t very instructive, you are STRONGLY encouraged to use the narrative box to further describe any services you want (there is only a single narrative box, for each category of service).  In addition, if you have an Request for Proposal (RFP), you MUST upload it into the Form 470 at the time the 470 is filed.  No longer can you give a URL and direct service providers to your website for a copy.  Any RFP addenda, Q & A, additional information given to bidders also must be uploaded to the Form 470, a process that can be done using the Related Actions feature in EPC when on the 470 page.

When to File Form 470
Although the very last possible date to file a 470 is 29 days before the 471 window closes, do not wait this long to file.  I encourage everyone to file their 470′s by the first week in December!  You will then receive vendor questions/proposals during the month of December, can evaluate your bids and select your vendors in January, have your board approve contracts in January or February (if required by local policy), and then sign your contracts and file your 471 in March.

Important Requirements/Reminders:

  • All disqualification reasons must be stated on the 470 or in the RFP
  • Must bid “equivalent” products for internal connections

Applicants must list “or equivalent” language on the Form 470s for Category 2 services and equipment.  For example, you cannot say, “HP 2510 Switch,” but you are permitted to say, “HP 2510 Switch or equivalent.”  Any bids received with comparable equipment must be considered in your bid evaluation.  If you don’t use these words, USAC will deny your application.  You MAY say that the equipment must be interoperable and compatible with your existing xxx make/model equipment.

  • Upload RFP with 470

If you are using an RFP in addition to your 470, you must upload the RFP with the 470, AND upload any additional documentation given to bidders during the bidding process.  If any of the new documentation materially changes the services being bid, you must restart the 28-day clock.

  • Installment Payment Plan with vendors

If you would like to spread out the non-discounted (the applicant’s share) amount of the cost of special construction (installation), you must indicate so on the 470 under the ‘Payment Installation Plan’ section located beneath the narrative box.

  • Use State/Local Procurement Requirements narrative box

This is the space where you place instructions on bidders, such as the final date to submit bids (must be at least 29 days after 470 filing date), where to submit bids, in what format, if references are required, if vendors must have SPIN numbers, if you require discounted bills, etc.  Use this space wisely!

Hints for Completing the Form 470:

  • Category 1 and Category 2 Form 470 Filings

C1 and C2 equipment/services may be included on the same Form 470, but it’s not required. Also, you can file as many 470s as you need.

  • Voice Services

For voice services on the new 470, it asks for the # of users, instead of # of lines.  To get passed the system, list the # of lines in this box, and then in the narrative box list the actual services required. For example, if you need 2 PRIs and 20 POTS lines, in the # of users box you would list 20, and then in the narrative box below, you would explain the services you actually need.  Don’t forget, voice services are only eligible for 70, 80 and 90% discount applicants in FY 2017.

  • Cellular Voice if You Have Bundled Voice/Data Services

For most applicants, cellular data is not eligible, but many applicants that are still eligible for voice funding may want to bid both voice/data bundles.  In these cases, choose Cellular Voice on the drop down menu (not Cellular Data), and then list the # of plans.  In the narrative box below, list how many voice-only plans you want and how many bundled voice/data plans you want, recognizing that you will be required to declare the data portion of the bundle as ineligible on the 471.

  • Viewing Draft 470 Before Filing

At the end of the form, the system will require you to select ‘Review 470’ and will say that it’s generating the PDF.  To see the PDF, you must click on ‘Refresh’ until it appears.  The PDF will not appear unless you click Refresh (and sometimes it takes up to 30 seconds to appear).  Review the draft and if you want to make changes to the form, click ‘Edit’ to re-enter the form.  To submit, click on the certification box, and then ‘Continue to Certification’ to proceed with the certification/submission.

  • Obtaining a Final, Submitted Copy of Your 470

After you’ve “certified” your 470, it’s often difficult to find a final copy.  At the bottom of your Landing Page (home), scroll to the bottom where it says Form 470.  Click on the 470 Nickname that you gave the form and it will show you a summarized version of the 470.  To download an actual copy, click on Generated Documents on the left toolbar, and then Original Version.

It’s important that you begin the Form 470 bidding process as soon as possible so you don’t run out of time during the Form 471 application window.   If you have any questions about filing the Form 470, please e-mail me at jtschell@comcast.net!

Happy Filing!

– Julie

Julie Tritt Schell
PA E-rate Coordinator
717-730-7133 – o
717-730-9060 – f


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